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Directors and Officers
Professional
AXA XL Insurance provides directors and officers liability insurance on both a primary and an excess basis to public and private companies. Our product offerings and capabilities vary by region to accommodate local practices and jurisdictional requirements.

Product details

Typical Information Required

Completed application with requested attachments

Benefits & Services

Specialized underwriting and claims handling

Information and Research

Cornerstone A-Side Management Liability Insurance Coverage Form

Employement Practices Liability Policy

Employment Practices Liability Policy Application

Employement Practices Liability Policy Renewal Application

Excess Policy Coverage Form

Financial Services Liability Policy Declarations

General Partners Liability - General Partners Liability & Limited Partnership Reimbursement Insurance Application

General Partners Liability - General Partners Liability & Limited Partnership Reimbursement Insurance Coverage Form

General Partners Liability - General Partners Liability & Limited Partnership Reimbursement Insurance Renewal Application

Application for Executive and Corporate Securities Liability Insurance

Renewal Application for Executive and Corporate Securities Liability Insurance

Management and Company Liability Coverage Part

Pension and Welfare Benefit Plan Fiduciary Liability Insurance Policy

Executive and Corporate Securities Liability Insurance Coverage Form

Private Company Insurance Policy New Business Application

Private Company Insurance Policy Declarations

Capacity

Typically up to USD/EUR 25m

Coverage

D&O
Defends and protects the company’s management from litigation and investigations.

  • Insured Person Cover: where the company has not indemnified
  • Company Reimbursement Cover: where corporate indemnification is provided
  • Company Securities Claim Cover

Coverage includes:

  • Broad investigations cover – whether it constitutes a claim or not
  • Outside Directorship cover
  • Run-off protection for Retired Insured Persons
  • Extradition Proceedings cover
  • Prosecution Costs: legal costs protection against restrictions of assets or liberty
  • Emergency Costs cover
  • Fines & Penalties cover where insurable
  • Personal Liability of Insured Persons for Corporate Taxes – in case of liquidation or receivership
  • Severability: conduct of one insured person cannot be imputed to another insured person and only knowledge of certain key individuals will be imputed to the company

Prospectus indemnity
Protects companies and their management from litigation and investigations arising out of the offering of securities in stock or bond markets.

Protects the issuing entity, as well as the acting directors and other employees involved in the offering.

Can be written in conjunction with your Directors’ & Officers’ Liability policy from AXA XL.


Coverage includes:

  • Cover extends to disclosure in the prospectus and offering documents, and negotiations and presentations (including road shows) as part of the securities offering
  • Cover for the indemnification obligation of the Company to the Underwriters of the Offering as outlined in the Underwriting Agreement
  • Coverage for claims against the Selling and Controlling Shareholders
  • Multiyear coverage matching statute of limitations of securities offerings
  • Coverage for single securities offering event with potential to include coverage for subsequent secondary securities offerings

Client Profiles

D&O

  • Privately held and publicly traded companies
  • From SME enterprises to multi-national corporations
  • Not available for US domiciled policyholders

Prospectus Indemnity

  • Any company making a public offering of its equity or debt securities
  • Not available for US domiciled policyholders

Typical Information Required

D&O

  • Latest financials
  • Claims history

Prospectus Indemnity

  • Draft prospectus
  • Underwriting Agreement

Benefits & Services

D&O

  • Dedicated and experiences financial lines underwriters in all territories in which we operate.
  • Global programmes capabilities.
  • Our market-leading claims management team has unrivalled expertise and knowledge. Our award winning claim system, ‘AXA XL GlobalClaim’, enables us to manage claims efficiently and accurately, no matter where they occur in the world.

Prospectus Indemnity

  • Dedicated and experiences financial lines underwriters in all territories in which we operate.
  • Our market-leading claims management team has unrivalled expertise and knowledge. Our award winning claim system, ‘AXA XL GlobalClaim’, enables us to manage claims efficiently and accurately, no matter where they occur in the world.

Attachment Point

Primary and excess

Coverage

D&O
Defends and protects the company’s management from litigation and investigations.

  • Insured Person Cover: where the company has not indemnified
  • Company Reimbursement Cover: where corporate indemnification is provided
  • Company Securities Claim Cover

Coverage includes:

  • Broad investigations cover – whether it constitutes a claim or not
  • Outside Directorship cover
  • Run-off protection for Retired Insured Persons
  • Extradition Proceedings cover
  • Prosecution Costs: legal costs protection against restrictions of assets or liberty
  • Emergency Costs cover
  • Fines & Penalties cover where insurable
  • Personal Liability of Insured Persons for Corporate Taxes – in case of liquidation or receivership
  • Severability: conduct of one insured person cannot be imputed to another insured person and only knowledge of certain key individuals will be imputed to the company

Prospectus indemnity
Protects companies and their management from litigation and investigations arising out of the offering of securities in stock or bond markets.

Protects the issuing entity, as well as the acting directors and other employees involved in the offering.

Can be written in conjunction with your Directors’ & Officers’ Liability policy from AXA XL.


Coverage includes:

  • Cover extends to disclosure in the prospectus and offering documents, and negotiations and presentations (including road shows) as part of the securities offering
  • Cover for the indemnification obligation of the Company to the Underwriters of the Offering as outlined in the Underwriting Agreement
  • Coverage for claims against the Selling and Controlling Shareholders
  • Multiyear coverage matching statute of limitations of securities offerings
  • Coverage for single securities offering event with potential to include coverage for subsequent secondary securities offerings

Client Profiles

D&O

  • Privately held and publicly traded companies
  • From SME enterprises to multi-national corporations
  • Not available for US domiciled policyholders

Prospectus Indemnity

  • Any company making a public offering of its equity or debt securities
  • Not available for US domiciled policyholders

Typical Information Required

D&O

  • Latest financials
  • Claims history

Prospectus Indemnity

  • Draft prospectus
  • Underwriting Agreement

Benefits & Services

D&O

  • Dedicated and experiences financial lines underwriters in all territories in which we operate.
  • Global programmes capabilities.
  • Our market-leading claims management team has unrivalled expertise and knowledge. Our award winning claim system, ‘AXA XL GlobalClaim’, enables us to manage claims efficiently and accurately, no matter where they occur in the world.

Prospectus Indemnity

  • Dedicated and experiences financial lines underwriters in all territories in which we operate.
  • Our market-leading claims management team has unrivalled expertise and knowledge. Our award winning claim system, ‘AXA XL GlobalClaim’, enables us to manage claims efficiently and accurately, no matter where they occur in the world.

Attachment Point

Primary and excess

Capacity

Traditional directors and officers: up to USD 25 million

Coverage

Public companies: Directors and officers, company reimbursement and entity coverage for securities claims

Client Profiles

Public and large private companies including Fortune 500, middle market and micro-caps

Attachment Point

Primary and excess

Capacity

Typically up to USD/EUR 25m

Coverage

D&O
Defends and protects the company’s management from litigation and investigations.

  • Insured Person Cover: where the company has not indemnified
  • Company Reimbursement Cover: where corporate indemnification is provided
  • Company Securities Claim Cover

Coverage includes:

  • Broad investigations cover – whether it constitutes a claim or not
  • Outside Directorship cover
  • Run-off protection for Retired Insured Persons
  • Extradition Proceedings cover
  • Prosecution Costs: legal costs protection against restrictions of assets or liberty
  • Emergency Costs cover
  • Fines & Penalties cover where insurable
  • Personal Liability of Insured Persons for Corporate Taxes – in case of liquidation or receivership
  • Severability: conduct of one insured person cannot be imputed to another insured person and only knowledge of certain key individuals will be imputed to the company

Prospectus indemnity
Protects companies and their management from litigation and investigations arising out of the offering of securities in stock or bond markets.

Protects the issuing entity, as well as the acting directors and other employees involved in the offering.

Can be written in conjunction with your Directors’ & Officers’ Liability policy from AXA XL.


Coverage includes:

  • Cover extends to disclosure in the prospectus and offering documents, and negotiations and presentations (including road shows) as part of the securities offering
  • Cover for the indemnification obligation of the Company to the Underwriters of the Offering as outlined in the Underwriting Agreement
  • Coverage for claims against the Selling and Controlling Shareholders
  • Multiyear coverage matching statute of limitations of securities offerings
  • Coverage for single securities offering event with potential to include coverage for subsequent secondary securities offerings

Client Profiles

D&O

  • Privately held and publicly traded companies
  • From SME enterprises to multi-national corporations
  • Not available for US domiciled policyholders

Prospectus Indemnity

  • Any company making a public offering of its equity or debt securities
  • Not available for US domiciled policyholders

Typical Information Required

D&O

  • Latest financials
  • Claims history

Prospectus Indemnity

  • Draft prospectus
  • Underwriting Agreement

Benefits & Services

D&O

  • Dedicated and experiences financial lines underwriters in all territories in which we operate.
  • Global programmes capabilities.
  • Our market-leading claims management team has unrivalled expertise and knowledge. Our award winning claim system, ‘AXA XL GlobalClaim’, enables us to manage claims efficiently and accurately, no matter where they occur in the world.

Prospectus Indemnity

  • Dedicated and experiences financial lines underwriters in all territories in which we operate.
  • Our market-leading claims management team has unrivalled expertise and knowledge. Our award winning claim system, ‘AXA XL GlobalClaim’, enables us to manage claims efficiently and accurately, no matter where they occur in the world.

Attachment Point

Primary and excess

The information contained herein is intended for informational purposes only. It’s is neither an offer to sell nor a solicitation to purchase any particular insurance product. Insurance coverage in any particular case will depend upon the type of policy in effect, the terms, conditions and exclusions in any such policy, and the facts of each unique situation. No representation is made that any specific insurance coverage would apply in the circumstances outlined herein. Please refer to the individual policy forms for specific coverage details. AXA XL is a division of AXA Group providing products and services through four business groups: AXA XL Insurance, AXA XL Reinsurance, AXA XL Art & Lifestyle and AXA XL Risk Consulting. In the US, the AXA XL insurance companies are: AXA Insurance Company, Catlin Insurance Company, Inc., Greenwich Insurance Company, Indian Harbor Insurance Company, XL Insurance America, Inc., XL Specialty Insurance Company and T.H.E. Insurance Company. In Canada, coverages are underwritten by XL Specialty Insurance Company - Canadian Branch and AXA Insurance Company - Canadian branch. Coverages may also be underwritten by Lloyd’s Syndicate #2003. Coverages underwritten by Lloyd’s Syndicate #2003 are placed on behalf of the member of Syndicate #2003 by Catlin Canada Inc. Lloyd’s ratings are independent of AXA Group. Not all of the insurers do business in all jurisdictions nor is coverage available in all jurisdictions.